Natural number
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2 Notation 3 Formal definitions 4 Properties 5 Generalizations 6 Footnote |
History of natural numbers and the status of zero
The natural numbers presumably had their origins in the words used to count things, beginning with the number one.
The first major advance in abstraction was the use of numerals to represent numbers. This allowed systems to be developed for recording large numbers. For example, the Babylonians developed a powerful place-value system based essentially on the numerals for 1 and 10. The ancient Egyptians had a system of numerals with distinct hieroglyphs for 1, 10, and all the powers of 10 up to one million. A stone carving from Karnak, dating from around 1500 BC and now at the Louvre in Paris, depicts 276 as 2 hundreds, 7 tens, and 6 ones; and similarly for the number 4,622.
A much later advance in abstraction was the development of the idea of zero as a number with its own numeral. A zero digit had been used in place-value notation as early as 700 BC by the Babylonians, but it was never used as a final element.1 The Olmec and Maya civilization used zero as a separate number as early as 1st century BC, apparently developed independently, but this usage did not spread beyond Mesoamerica. The concept as used in modern times originated with the Indian mathematician Brahmagupta in 628 AD. Nevertheless, zero was used as a number by all medieval computists (calculators of Easter) beginning with Dionysius Exiguus in 525, but in general no Roman numeral was used to write it. Instead, the Latin word for "nothing," nullae, was employed.
The first systematic study of numbers as abstractions (that is, as abstract entities) is usually credited to the Greek philosophers Pythagoras and Archimedes. However, independent studies also occurred at around the same time in India, China, and Mesoamerica.
In the nineteenth century, a set-theoretical definition of natural numbers was developed. With this definition, it was more convenient to include zero (corresponding to the empty set) as a natural number. This convention is followed by set theorists, logicians, and computer scientists. Other mathematicians, primarily number theorists, often prefer to follow the older tradition and exclude zero from the natural numbers.
The term whole number is used informally by some authors for an element of the set of integers, the set of non-negative integers, or the set of positive integers.
Notation
Mathematicians use N or
(an N in blackboard bold) to refer to the set of all natural numbers. This set is infinite but countable by definition.
To be unambiguous about whether zero is included or not, sometimes an index "0" is added in the former case, and a superscript "*" is added in the latter case:
- N = N0 = { 0, 1, 2, ... } ; N* = { 1, 2, ... }.
Less frequently, W or
is used for the set of "whole numbers", which are sometimes identified with the natural numbers as defined here, sometimes with the integers (in which case N = W+).
Formal definitions
Peano axioms
The precise mathematical definition of the natural numbers has not been easy. The Peano postulates state conditions that any successful definition must satisfy:
- There is a natural number 0.
- Every natural number a has a natural number successor, denoted by S(a).
- There is no natural number whose successor is 0.
- Distinct natural numbers have distinct successors: if a ≠ b, then S(a) ≠ S(b).
- If a property is possessed by 0 and also by the successor of every natural number which possesses it, then it is possessed by all natural numbers. (This postulate ensures that the proof technique of mathematical induction is valid.)
The standard construction
A standard construction in set theory is to define the natural numbers as follows:
- We set 0 := { }
- and define S(a) = a U {a} for all a.
- The set of natural numbers is then defined to be the intersection of all sets containing 0 which are closed under the successor function.
- Assuming the axiom of infinity, this definition can be shown to satisfy the Peano axioms.
- Each natural number is then equal to the set of natural numbers less than it, so that
- 0 = { }
- 1 = {0} = {{ }}
- 2 = {0,1} = {0, {0}} = {{ }, {{ }}}
- 3 = {0,1,2} = {0, {0}, {0, {0}}} = {{ }, {{ }}, {{ }, {{ }}}}
- and so on. When you see a natural number used as a set, this is typically what is meant. Under this definition, there are exactly n elements (in the naïve sense) in the set n and n ≤ m (in the naïve sense) iff n is a subset of m.
- Also, with this definition, different possible interpretations of notations like Rn (n-tuples vs. mappings of n into R) coincide.
Other constructions
Although this particular construction is useful, it is not the only possible construction. For example:
- one could define 0 = { }
- and S(a) = {a},
- producing
- 0 = { }
- 1 = {0} = {{ }}
- 2 = {1} = {{{ }}}, etc.
- and S(a) = a U {a}
- producing
- 0 = {{ }}
- 1 = {{ }, 0} = {{ }, {{ }}}
- 2 = {{ }, 0, 1}, etc.
Properties
One can recursively define an addition on the natural numbers by setting a + 0 = a and a + S(b) = S(a + b) for all a, b. This turns the natural numbers (N, +) into a commutative monoid with identity element 0, the so-called free monoid with one generator. This monoid satisfies the cancellation property and can therefore be embedded in a group. The smallest group containing the natural numbers is the integers.
If we define S(0) := 1, then S(b) = S(b + 0) = b + S(0) = b + 1; i.e. the successor of b is simply b + 1.
Analogously, given that addition has been defined, a multiplication × can be defined via a × 0 = 0 and a × S(b) = (a × b) + a. This turns (N, ×) into a commutative monoid with identity element 1; a generator set for this monoid is the set of prime numbers. Addition and multiplication are compatible, which is expressed in the distribution law: a × (b + c) = (a × b) + (a × \c). These properties of addition and multiplication make the natural numbers an instance of a commutative semiring. Semirings are an algebraic generalization of the natural numbers where multiplication is not necessarily commutative.
If we interpret the natural numbers as "excluding 0", and "starting at 1", the definitions of + and × are as above, except that a + 1 = S(a) and a × 1 = a.
For the remainder of the article, we write ab to indicate the product a × b, and we also assume the standard order of operations.
Furthermore, one defines a total order on the natural numbers by writing a ≤ b if and only if there exists another natural number c with a + c = b. This order is compatible with the arithmetical operations in the following sense: if a, b and c are natural numbers and a ≤ b, then a + c ≤ b + c and ac ≤ bc. An important property of the natural numbers is that they are well-ordered: every non-empty set of natural numbers has a least element.
While it is in general not possible to divide one natural number by another and get a natural number as result, the procedure of division with remainder is available as a substitute: for any two natural numbers a and b with b ≠ 0 we can find natural numbers q and r such that
- a = bq + r and r < b
Generalizations
Two generalizations of natural numbers arise from the two uses: ordinal numbers are used to describe the position of an element in a ordered sequence and cardinal numbers are used to specify the size of a given set.
For finite sequences or finite sets, both of these properties are embodied in the natural numbers.
Other generalizations are discussed in the article on numbers.
Footnote
¹ "... a tablet found at Kish ... thought to date from around 700 BC, uses three hooks to denote an empty place in the positional notation. Other tablets dated from around the same time use a single hook for an empty place." [1]